Frequently Asked Questions

Going Green on your LPL Statements

To turn off your paper statements, quarterly advisory reports and trade confirmations from LPL and view online.

All statements, reports, and trade confirmations are available on Account View.  You will continue to receive 1099 and tax related statements by paper. Click here for instructions.

Going Green on Shareholder Communications

To turn off shareholder communications and view online:

  1.  You will need your LPL Financial Account numbers
  2. Log on to: https://www.icsdelivery.com/lpl/formNew3.asp
  3. Enter your LPL Financial Account number on the right-hand side of page
  4. Enter your email address and pin
  5. Click submit
  6. This process will need to be repeated for every LPL account
  7. The pin is a 4 digit number you will make up

You will receive an enrollment confirmation email from LPL Financial.  The enrollment is a two-part process.  You will receive a single Verification Letter through the USPS mail from Investor Delivery that will contain an enrollment number and instructions to return to InvestorDelivery.com to complete the paperless process.  This letter will be mailed within a few weeks.  Once completed, you will receive an e-mail from InvestorDelivery.com confirming enrollment and activation.

Roth IRA Conversions--Planning for New Opportunities

With the lure of tax-free distributions, Roth IRAs have become popular retirement savings vehicles since their introduction in 1998. But if you're a high-income taxpayer, chances are you haven't been able to participate in the Roth revolution. Well,
that's about to change. Read more »

Frequently Asked Questions: Roth IRA Conversions

What is a Roth IRA Conversion? A Roth IRA Conversion is a change of assets in a non-Roth retirement plan to a Roth IRA. It may take one of the following forms – it may be a rollover from a tax-qualified retirement plan or IRA, a trustree-to-trustee transfer from an existing traditional IRA to a pre-existing Roth IRA or it may be accomplished by re-designating an existing Traditional IRA to a Roth IRA. Read more »